IA- Investment Adviser Paid Testimonial or Endorsement Checklist
SKU: 51234906880

IA- Investment Adviser Paid Testimonial or Endorsement Checklist

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Description

IA- Investment Adviser Paid Testimonial or Endorsement ChecklistThe Investment Adviser Paid Testimonial and or Endorsement Checklist serves as an important part of an investment advisers efforts to comply with the SECs new combined marketing Rule 206(4) 1 (Marketing Rule) in accordance with Release No. IA 5653; File No. S7 21 19; effective date May 4, 2021. The SECs new Marketing Rule requires investment advisers that provide compensation, directly or indirectly, for testimonials or endorsements, must comply with

The Investment Adviser Paid Testimonial and/or Endorsement Checklist serves as an important part of an investment adviser’s efforts to comply with the SEC’s new combined marketing Rule 206(4)-1 (“Marketing Rule”) in accordance with Release No. IA-5653; File No. S7-21-19; effective date May 4, 2021. The SEC’s new Marketing Rule requires investment advisers that provide compensation, directly or indirectly, for testimonials or endorsements, must comply with certain conditions, unless otherwise exempt, such as required disclosures, oversight & compliance, and review for disqualification. Members also viewed SEC Registered Investment Adviser Compliance and Supervisory Procedure Manual (with Exhibits) and SEC Registered Investment Adviser Compliance Manual (without Exhibits)

Version/Update: V.1/May 1, 2021

Total Page Count: 2/.docx

Source/Author(s): Connexien

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Exchange/Return Notes
  • We offer a 30-day return/exchange service after receiving.
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SKU: 51234906880

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4.1 ★★★★★
Based on 503 reviews
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Product Reviews
A
Verified Purchase
April Zheng
Draper, US
★★★★★ 5
Great product
Color: Black
This is very sturdy and great quality. Its quite cheap for what your getting to it’s not cheap thin like plastic it feels thick and you could put a LITTLE weight on it it’s stable and protects your privacy.
WAS THIS REVIEW HELPFUL?YesReportShare
Reviewed in the United States on April 16, 2026
A
Verified Purchase
Amazon Customer
Omaha, US
★★★★★ 5
Good Product
Size: 3 Panel-102'', Color: Beige
I got these dividers for outdoor use for some privacy from neighbors. They arrived quickly and were easy to set up. They look good, and though the legs don’t offer stability against any amount of wind—which I expected as it wasn’t advertised for outdoor use—all it took was placing a cinder block on the feet to hold it up right. Coverage is good, it’s easy to fold and move as needed, and it’s light weight. All in all a decent product. I will caution the purchase of “used like-new,” as both of the dividers I ordered were previously returned items, and one came missing a cap, instructions were not included, and the poles were all mixed up and not properly labeled. If I had not ordered a second divider (which did include the instructions) I would have had a much harder time figuring out which pieces were which and how to put them together.
WAS THIS REVIEW HELPFUL?YesReportShare
Reviewed in the United States on May 30, 2025
J
Verified Purchase
julie h.
Alexandria, US
★★★★★ 5
So versatile! Perfect solution for dividing a room.
Size: 4 Panel-88'', Color: Grey, Size: 4 Panel-88'', Color: Grey
Perfect solution for my space. My office has to double as the hangout room for the kids and I wanted something that would block off my computer so it is left alone. This space allows me to close off my computer as much or as little as I want. It is lightweight yet has sturdy feet. This is important so that if it gets bumped it won’t topple over. The price was great and the build time wasn’t too bad! I would recommend two people for set up. I went with the grey panels and I think I’ll end up hanging some twinkle lights at some point. Great purchase!
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Reviewed in the United States on October 9, 2025
A
Verified Purchase
Abbi
Massapequa, US
★★★★★ 4
4/5 Stars
Size: 4 Panel-88'', Color: Black
Very tall and easy to set up, the only thing I will say is that they do have large gaps in between, so you won't have 100% privacy unless you add a curtain in the back. Other than that, they are easy to fold, sturdy, and esy to assemble. The gaps are an easy fix so I would say they are worth it.
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Reviewed in the United States on April 16, 2026
T
Verified Purchase
Tyi Campbell
Lexington, US
★★★★★ 5
Great product and worth the money.
Size: 4 Panel-88'', Color: Black
Portable and stable. Perfect size and gives me the privacy I need when working from home. Stability is great as long as you place the stands correctly it won't wobble. I love it.
WAS THIS REVIEW HELPFUL?YesReportShare
Reviewed in the United States on May 8, 2026

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